Related provisions for DISP App 3.10.3

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

The evidential provisions in this appendix for step 11 apply in relation to complaints about sales that took place on or after 14 January 2005.
The guidance in this appendix for step 1 applies in relation to complaints about sales whenever the sale took place.1 For complaints about sales that took place prior to 14 January 2005, a firm should take account of the evidential provisions in this appendix for step 1 1as if they were guidance.